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Ensuring Integrity: The 9th Annual Audit Conference

The conference provides a forum for interaction between business, public accounting, academics, and policy setters from the American Institute of Certified Public Accountants (AICPA), the Securities and Exchange Commission (SEC) and the Public Company Accounting Oversight Board (PCAOB). It also examines the current best practices of ethics and independence within the auditing profession. The conference is organized in partnership with the National Association of State Boards of Accountancy's Center for the Public Trust.
When  Dec 04, 2014
from 08:30 AM to 05:15 PM
Contact Name 
Contact Phone  646-312-3231
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About the program:

The conference provides a forum for interaction between business, public accounting, academics, and policy setters from the American Institute of Certified Public Accountants (AICPA), the Securities and Exchange Commission (SEC) and the Public Company Accounting Oversight Board (PCAOB). It also examines the current best practices of ethics and independence within the auditing profession. The conference is organized in partnership with the National Association of State Boards of Accountancy's Center for the Public Trust.

Agenda

Welcome and Introduction - 8:45 to 9:00 AM

Professor DOUGLAS CARMICHAEL, Baruch College
ALFONZO ALEXANDER, President, NASBA Center for the Public Trust

What is happening at the Auditing Standards Board? - 9:00 to 9:20 AM

BRUCE WEBB, Chair, Auditing Standards Board; Partner, McGladrey LLP

What is happening at the Public Company Accounting Oversight Board? - 9:20 to 9:40 AM

MARTIN BAUMANN, Chief Auditor and Director of Professional Standards, Public Company Accounting Oversight Board (PCAOB)

What is happening at the Securities and Exchange Commission? - 9:40 to 10:00 AM

BRIAN CROTEAU, Deputy Chief Accountant for Professional Practice, Securities and Exchange Commission (SEC)

Regulator Panel Discussion - 10:00 to 11:10 AM

Moderated by DOUGLAS CARMICHAEL, Baruch College
MARTIN BAUMANN, PCAOB
BRIAN CROTEAU, SEC
BRUCE WEBB, ASB

Everything You Ever Wanted to Know About PCAOB Inspections - 11:25 AM to 12:30 PM

Moderated by Professor ROBERT COLSON, Baruch College
HELEN MUNTER, Director, Division of Registration and Inspections, PCAOB
BRIAN RICHSON, Partner, PwC

Lunch and Keynote - 12:30 to 2:00 PM

SIR DAVID TWEEDIE, Past Chair, International Accounting Standards Board

Enhancing the Auditor’s Communication with Investors and the Audit Committee - 2:00 to 3:10 PM

Moderated by Professor TOM RAY, Baruch College
MIKE METCALF, Department of Professional Practice Partner, KPMG LLP, UK
DONALD NICOLAISEN, Director, Zurich Financial Services and Morgan Stanley

Liability Hot Buttons for 2015 - 3:25 to 4:45 PM
A discussion of the likely liability issues that auditors should be familiar with and that will shape the effect of liability on auditing practice in 2015.

Moderated by DOUGLAS CARMICHAEL, Baruch College
MICHAEL YOUNG, Partner, Willkie Farr & Gallagher
Additional panelists T.B.A.

Co-sponsored by:

The NASBA Center for the Public Trust (CPT) addresses ethical behavior in business, education, public policy and society, while promoting a positive perspective on activities within the business and accounting communities. The CPT addresses ethics and ethical leadership through co-sponsored events nationally with prominent colleges and universities, firms and other ethics organizations.

Registration

Registration Fees:

$435 Single Registration
$3,000 for an eight person table (contact 646-312-3231 for more information)
$195 Academic and non-profit registration fee

Register online, by phone or e-mail:

Complete the online registration form or

Call us at 646-312-3231 or

E-mail us at matthew.lepere@baruch.cuny.edu

After you have registered, please submit the appropriate registration fee via mail or fax.

To pay via mail:

Please make check payable to Baruch College and send to:

Baruch College - 9th Audit Conference
The Robert Zicklin Center for Corporate Integrity
55 Lexington Avenue, B11-275
New York, NY 10010

To pay via fax:

Please complete our credit card payment form and fax to: (646) 312 – 3351

CPE:

Earn up to 8 CPE Credits in Auditing

Continuing Professional Education Prerequisites and Advanced Preparation: None
Program Level: Overview
Delivery Method: Group-Live
For more information, please contact Matthew LePere at matthew.lepere@baruch.cuny.edu.

Requests for refunds must be received in writing by November 18, 2014, and will be subject to a $100 cancellation fee. No refunds will be granted after November 18, 2014. For information regarding refunds, complaint and/or program cancellation policies, contact Matthew LePere.

The Robert Zicklin Center for Corporate Integrity is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

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